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Independent registered investment advisors

Advisor Software’s Solutions for Independent
Registered Investment Advisors

Advisor Software’s industry leading portfolio construction and proposal generation solution, ASI Client Acquisition Solution^®, gives financial services firms the freedom to operate in the consultative role that their clients have come to expect.  

• Leverage institutional-caliber research to squarely address the asset allocation challenge
• Create and comply with Investment Policy Statements 
• Spend less time toggling back and forth between different applications, databases and web sites to create consistent portfolios and proposals.
• Create and save model portfolios and investment universes for use across multiple clients 
• Create a solid investment proposal in 15 minutes or less and four easy steps.

Industry’s Most Intuitive Front-Office
Portfolio Construction Solution
More than 45,000 advisors and broker/dealers have used ASI Client Acquisition Solution, an institutional-caliber portfolio construction and proposal generation solution for creating more personalized investment plans, delivering more consistent advice and converting more prospects to clients. 

Increase Efficiency, Scale for Growth with
Platform Tools that Automate Rebalancing
Major custodians and broker/dealers including TD Ameritrade Institutional, Charles Schwab and LPL Financial are offering advisors integrated platforms that include tools for streamlining manual portfolio management tasks like rebalancing.  Now available to more than 10,000 advisors through these leading firms, ASI Portfolio Rebalancing Solution^® is an enterprise application that streamlines portfolio rebalancing, enabling advisors to significantly cut processing time.  Advisors can then run a more cost-efficient back office and spend more time focusing on client relationships.  For more information on leveraging ASI Portfolio Rebalancing Solution as part of your platform, contact your custodian or Advisor Software directly.

Leverage the Household Balance Sheet Approach
to Client Assessment
Constructing a client's household balance sheet is an effective way to profile a client, and assess whether the clients goals are affordable. Leverage ASI Wealth Manager's suite of solutions to efficiently construct a household balance sheet to evaluate the affordability of a client goal plan, generate an asset allocation target by account, and map model portfolios to those target allocations.

ASI Wealth Manager Solutions

• goalgami^®: An innovative direct investor destination that allows the advisor's client to engage in the advisor’s advice process by self exploring goals and creating their own goal plan report to share with the advisor.
• goalgamiPro: Workflow that allows an advisor to create a household balance sheet report for a client to augment existing client assessment process. Designed for collaboration with the client using goalgami (in development — sign up for beta testing).
• Goal-Based Proposal Solution: Workflow that allows the advisor to create a household balance sheet and risk analysis (capacity and tolerance) for a client, and map client accounts to an advisor-input model portfolio based on the risk analysis, asset allocation and asset location (in development — sign up for beta testing).
• Goal-Based TAMP: Offers advisors the same experience as the Goal-Based Proposal Solution, but for those wishing to outsource the investment model creation and servicing. Sub-advisory services provided by Advisor Partners, a Registered Investment Advisor wholly owned by ASI (in development — sign up for beta testing).

Convert More Prospects to Clients
Advisor Software’s solutions provide an intelligent workflow that is geared around industry leading wealth management and investment planning strategies.  Built upon these strategies, our applications help advisors better demonstrate the benefits of selected investment products and diversification strategies.  As a result, independent RIAs can shorten the sales cycle, convert more prospects into clients and deliver a consistent level of quality advice.

Keep Technology Support and Maintenance Costs Down
Recruiting and retaining IT resources is now more challenging and costly than ever before.  Advisor Software’s web-based platform eliminates the support burden, providing an on-demand, secure environment for the advisor.  There are no maintenance, system requirements or monthly update CD’s to install. 

By partnering with leading market data vendors, Advisor Software also provides access to up-to-date market and analytical data to generate personalized proposals for clients.